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Abstract
Scientists are uniquely able to explain to the public and to U.S. legislators why healthy levels of funding for science are good for America. Chronic funding shortages at the NSF have resulted in smaller and fewer grants. This inhibits research productivity and, in today's managed-care environment, has made NSF-funded investigators second-class citizens in health-oriented institutions .
The fastest-growing economic sector in America is that of science and technology. Its fuel for progress is research, largely sponsored by the National Science Foundation and the National Institutes of Health. A group of Pennsylvania scientists recently met with members of Congress to try to explain why increased science funding, particularly for NIH and NSF, is good for the the country. During that trip, it became apparent that even budget makers were little aware of the chronic problems faced by NSF investigators in addition to those suffered by NIH-funded researchers. Not only are too few grants funded, but the level of funding itself is inadequate.
Between 1991 and 1996, the overall funding rate for NSF proposals dropped from 34% to 29%. This has especially hurt new investigators, whose funding has fallen from 23% to 19%. The percentage of the total NSF budget supporting individual investigators and small groups fell from 59% in 1990 to 52% in 1997. In 1996, some $600 million in highly meritorious proposals could not be funded at all.[1]
NSF plays a unique and essential role in American science.
It funds critical work in education, math, chemistry, physics, and
biology, as well as in the health sciences.
NSF supports a strong research infrastructure through its unique method of
peer review and its perceived role of supporting promising new ideas that have
high potential gain. It is the very essence of American pluck and
inventiveness. For example, NSF funding contributed
to the development of the basic tools of modern molecular biology, the
development of the Internet, and our basic understanding of the genome
and its maintenance. On NSF's horizon are nanotechnologies and exciting
integrations between diverse disciplines.
Each researcher has had a different individual experience with NSF or NIH that can be useful to share with Congress in support of increased funding for science. Consider the example of biological sciences research sponsored by the NSF, comprising some 15% of its current budget.[2] NSF grants are just as hard to get as NIH grants, and just as worthwhile to fund. However, chronic underfunding of NSF has forced program directors to reduce award sizes to help the maximum number of scientists. The average grant is thus funded, on average, at only one-third the level of NIH grants. As those who are funded by NSF know, the grants given include overhead, which can easily eat away half of the funds. What is left is barely enough to cover perhaps a portion of salary, a technician, and supplies. If the work takes longer than expected, investigators are forced to ask their institution for help, waste valuable research time to bid for other funds, and subsidize their research with personal funds. In institutions affected by managed care, where both NIH and NSF grants are given, NSF investigators become second-class citizens since their grants are not as large. Inadequate funding leads to suboptimal productivity. You can't win the Indy 500 in a Yugo.
Let's focus for the moment on the 15% of the NSF budget that is directed toward biological research. A 30% increase in funding to NSF directed solely to
the biological sciences could be entirely used up to bring the
average NSF grant to the same current level of funding as NIH grants. Additional
increases would be required to increase the number of grants funded to a
more appropriate level. To properly fund the other essential work
supported by NSF, even more would be required. This additional support for NSF would also
indirectly result in greater productivity for NIH-funded research, whose
funding increases also deserve vocal support. Thus, increased
investment in NSF funding can potentially yield dramatic increases in
scientific productivity. President Clinton and the Congress deserve
great praise for supporting a 10% increase for NSF - it is a healthy start
to solving the problem.
The Joint Steering Committee for Public Policy, a coalition of four basic biomedical research societies - the American Society for Biochemistry and Molecular Biology, the American Society for Cell Biology, the Biophysical Society and the Genetics Society of America - are advocating a doubling of NSF funding over the next five years, and they are organizing local scientists to communicate the need for adequate research funds to members of Congress. Working through this group is an efficient, effective, and fulfilling way to make the message heard.
Given the tremendous promise of American science, and the profound positive economic impact it is likely to have, it is in everyone's interest to encourage our legislators to give very strong support to NSF and NIH. The level of interest on the part of the scientific community will determine how well informed the public and our legislators will be when deciding how much to allocate to scientific research at the NSF.
Keith C. Cheng, assistant professor of pathology and of biochemistry and molecular biology, and member of the Jake Gittlen Cancer Research Institute at the Pennsylvania State University College of Medicine, is developing the zebrafish as a model system to study mutation, cell differentiation, and cancer.
Andrzej Krauze is an illustrator, poster maker, cartoonist, and painter who illustrates regularly for HMS Beagle, The Guardian, The Sunday Telegraph, Bookseller, and New Statesman.


Endlinks
Joint Steering Committee for Public Policy - a coalition of four basic biomedical research societies formed to bring together scientists to advocate for federal funding for basic biomedical research. JSC members are alerted to issues in Congress via an email network, and are asked to contact their congresspeople to urge support for basic research.
The Science Coalition - aims to "sustain the federal government's historic commitment to university-based science research." Provides information about legislative news and R&D budgets from Washington. Also features articles on research at various universities, and lists ways to get involved in support of academic research funding.
Research!America - advocacy organization for medical research. This site has descriptions of their initiatives, membership info, and a list of ways to contact Congress and make one's opinions known.
Congress.org - has a search function to find your representatives in Congress, and a simple form for submitting congressional email.
NSF Fiscal Year 1999 Proposed Budget - summarizes the fiscal year 1999 budget increase and its effects on NSF, and provides links to details about the budget request as well as to remarks made by Neal Lane, the NSF's current director.
Research and Development: Priority Setting and Consolidation in Science Budgeting - this report for Congress from the Congressional Research Service provides a detailed analysis of the trends in government funding of R&D. Part of a series of CRS reports posted online by the Committee for the National Institute for the Environment.
Microbiologist Rita Colwell, who is President Clinton's nominee for the directorship of NSF, is profiled in HMS Beagle. Colwell was unavailable for comments on the current essay.